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TheCorporateCounsel

TheCorporateCounsel.net

A basis for research and practical guidance focusing on federal securities laws, compliance & corporate governance.

DealLawyers

DealLawyers.com

An educational service that provides practical guidance on legal issues involving public and private mergers & acquisitions, joint ventures, private equity – and much more.

CompensationStandards

CompensationStandards.com

The “one stop” resource for information about responsible executive compensation practices & disclosure.

Section16.net

Section16.net

Widely recognized as the premier online research platform providing practical guidance on issues involving Section 16 of the Securities Exchange Act of 1934 and all of its related rules.

PracticalESG

PracticalESG.com

Keeping you in-the-know on environmental, social and governance developments

For years, the sustainability field has obsessed over standardizing ESG metrics. From the ISSB’s standardized climate and sustainability-related financial disclosures to ESG ratings regulations, the assumption is that the more standardized, the better. The reasoning makes sense. How do we compare metrics if we aren’t measuring the same way? However, a new study in the Review of Finance questions this traditional wisdom. It argues that metric transparency may lead to systems gaming. This is particularly so in the context of executive compensation tied to Environmental and Social Performance (ESP):

“The model has normative implications for the regulation of ESP measures including ESG scores and ratings. Indeed, it is harder for the manager to game ESP incentives when there are different ESG raters that use a variety of data and methodologies to produce ESG scores and ratings of a similar quality. This suggests that the harmonization of ESP measures may have a counterproductive effect. This should be taken into account at a time when a uniform standard is considered. For example, the objective of the International Sustainability Standards Board (ISSB) is to develop a global standard for sustainability reporting.”

When I was about seven, my mother wanted me to clean my room. She told me to “clear all this stuff off the floor so you can walk in here.” Being too clever for my own good, I shoved everything under the bed. Technically, I fulfilled the metric of clearing the floor, however, I didn’t comply with the spirit of the request. None of my things were where they belonged, and the room was still a mess.

That anecdote essentially sums up the thesis of this paper. By standardizing ESG metrics we narrow the criteria for measuring “success.” If executives know exactly how progress is measured, there is a risk they cater to the factors that feed into those metrics. This would artificially inflate company performance, while not solving any actual environmental or social issues. This is a challenge for the standard setters. Metrics need to capture the whole picture, and complementary metrics used to supplement blind spots. Ultimately, standardization may come with some downsides, but seeing as it is the prevailing current, standard setters must use fail-safes and think creatively.

Our members can learn more about ESG ratings here.

If you’re not already a member, sign up now and take advantage of our no-risk “100-Day Promise” – during the first 100 days as an activated member, you may cancel for any reason and receive a full refund. But it will probably pay for itself before then. Members also save hours of research and reading time each week by using our filtered and curated library of ESG/sustainability resources covering over 100 sustainability subject areas – updated daily with practical and credible information.

Practical Guidance for Companies, Curated for Clarity.

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The Editor

Zachary Barlow is a licensed attorney. He earned his JD from the University of Mississippi and has a bachelor’s in Public Policy Leadership. He practiced law at a mid-size firm and handled a wide variety of cases. During this time he assisted in overseeing compliance of a public entity and litigated contract disputes, gaining experience both in and outside of the courtroom. Zachary currently assists the PracticalESG.com editorial team by providing research and creating content on a spectrum of ESG… View Profile